Insurance broker fined over bond sale

Updated: 13:42, Thursday, 18 February 2010

The Financial Regulator has fined an insurance broker in relation to selling a customer a bond in financial company ISTC.

1 of 1 Financial Regulator Imposed fine of €5,000
Financial Regulator
Imposed fine of €5,000

The Financial Regulator has fined an insurance broker in relation to selling a customer a bond in financial company ISTC, which suffered a catastrophic fall in the value of its shares.

The customer was refunded by the insurance broker, Jim Mannion & Co of Strokestown, Co Roscommon.

ISTC, founded by former Anglo Irish Bank Chief Operations Officer Tiernan O'Mahoney, suffered a collapse in its equity in 2008 as part of the financial crisis.

Investors in the company lost a total of €880m. ISTC was later taken over by UK stockbroker Collins Stewart for €5m.

Today, the Financial Regulator fined Jim Mannion & Co for the 'sale of an unsuitable investment product, the Friends First ISTC Creative Bond.'

The Regulator said Jim Mannion & Co 'failed to properly inform one customer about the investment risks and guarantee limitations associated with this bond.'

It was required to pay a fine of €5,000.

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